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Inside Internal Controls

News and discussion on implementing risk management

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sale of securities

AMF not successful in convincing Court of Appeal in a market manipulation case

Very recently, the Québec Court of Appeal rendered a judgment addressing the elements constituting an offence for market manipulation as set forth in section 195.2 of the Québec Securities Act.

 

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Amendments to Canadian private placement reporting requirements come into force

This bulletin highlights some important aspects of the recent amendments (the “Amendments”) to National Instrument 45-106 – Prospectus Exemptions, its related companion policy and Form 45-106F1 (the “Report”), as they relate to reporting sales of securities in Canada under private placement prospectus exemptions. The Amendments came into force on October 5, 2018.

 

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