First Reference company logo

Inside Internal Controls

News and discussion on implementing risk management

machine cogs image

market manipulation

AMF not successful in convincing Court of Appeal in a market manipulation case

Very recently, the Québec Court of Appeal rendered a judgment addressing the elements constituting an offence for market manipulation as set forth in section 195.2 of the Québec Securities Act.

 

, , ,

OSC proposes large financial awards for whistleblowers

The Ontario Securities Commission (OSC) is inviting comment on a proposed comprehensive whistleblowing program (Program) which would award eligible whistleblowers up to $1.5 million for reporting securities law misconduct that leads to significant enforcement or settlement orders.

 

, , , , , , , , , , , , , , , , , , , , ,